CAPITAL MARKETS

• Introduction to Capital Markets 1
• Introduction to Capital Markets 2
• Introduction to Securities
• Introduction to Debt Securities
• Overview of Corporate Actions
• Introduction to the Investment Funds Industry
• Introduction to Portfolio Management Techniques
  

DERIVATIVES

• Introduction to Options
• Introduction to Futures
• Introduction to Swaps and Forward FX Contracts
• Introduction to Hedging Techniques
  

ALTERNATIVE INVESTMENTS

• Introduction to Alternative Investments Funds
• Performance Fees
• Overview of Alternative Investment Strategies
  

TRANSFER AGENCY/ SHAREHOLDER SERVICES

• Introduction to Shareholder Services
• Anti-Money Laundering – Regulations & Procedures
  
• Compliance Issues in Investment Funds (Transfer Agency)
  

FUND REPORTING

• Valuation Preparation & Controls
  
• Fund Statutory Reporting
  

COMPLIANCE & PROFESSIONAL STANDARDS

• Introduction to Derivatives from a Trustee’s Perspective
  
• Introduction to General Compliance Issues in Investment Funds
  
• Customer Services & Professional Standards in Fund Administration

Course Methodology